探究制度的结构和内容:制度语法工具研究述评Exploring the Structure and Content of Institutions:A Review of Research on the Institutional Grammar Tool
林迪芬
摘要(Abstract):
制度语法是一种解剖制度结构和内容的分析工具。自1995年问世以来,制度语法工具已经在多个研究议题和不同政策领域中得到较为广泛的应用,日益成为公共管理学科富有潜力的分析工具之一。本文首先考察了制度语法工具的产生背景,接着概述了制度语法工具的核心要件——ADICO句法,以及辅助要件——规则类型学和制度层次学。新近的研究主题主要集中在对制度语法工具的理论修正与拓展、编码系统的完善、实证案例分析等方面。在此基础上,本文建议未来应加强制度语法工具的理论研究,应推动制度语法工具与其他理论框架的结合。此外,制度文本的编码技术还需持续更新,研究数据来源应进一步丰富。最后,本文提出在中国情境下开展制度语法工具研究的意义和建议。
关键词(KeyWords): 制度语法工具;制度表述;ADICO句法;规则类型学;制度层次学
基金项目(Foundation): 国家留学基金管理委员会国家建设高水平大学公派研究生项目(项目批准号:201806310051)资助
作者(Author): 林迪芬
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- (1)“制度语法工具”在英文学术界还有其他两种表述方式,即制度的语法(the Grammar of Institutions)或制度语法(the Institutional Grammar,IG),本文遵循当前学界较为通用的表述版本——制度语法工具(the Institutional Grammar Tool,IGT)。
- (1)关于新制度主义经典流派的划分,Peters(1999)提出“七分法”,即规范制度主义、理性选择制度主义、历史制度主义、经验制度主义、社会学制度主义、利益代表制度主义和国际制度主义七个流派。本文遵循学界影响力较大且通用的“三分法”,即理性选择制度主义、历史制度主义和社会学制度主义(Hall and Taylor,1996)。
- (1)对政策设计存在两种理解:作为动词的“政策设计”是指政策理念或政策方案的形成过程;作为名词的“政策设计”是指实现政策目标的逻辑,即政策内容和结构(Schneider and Ingram,1988)。本文所指的“政策设计”侧重于后一种含义。类似地,“制度设计”可以理解为制度内容和机构,或者说是制度文本。
- (1)有关制度语法工具的操作编码手册、教学视频以及更多相关信息和资源,可参阅“制度语法研究倡议”, https://institutionalgrammar. org/resources/。