王亚华

• 1:清华大学公共管理学院

摘要(Abstract)：

制度分析与发展(IAD)框架是奥斯特罗姆夫妇的重要学术贡献,是公共管理和政策研究领域的重要理论框架。在过去三十年间,IAD框架被广泛应用于各种理论和实证研究,其中在公共池塘资源领域的研究中应用尤为广泛。本文以灌溉系统这一典型的公共池塘资源研究文献为例,评估IAD框架作为制度与政策分析工具的主要优势和不足。总体而言,IAD框架在经验应用方面的优势包括提供了制度分析的通用语言、包容多学科的范式,便于处理复杂性,辅助研究设计和组织,提供制度研究的有益概念。当然,IAD框架在实际应用中也暴露出一些缺点或问题,比如系统应用的成本较高,比较复杂而不易掌握,提供宏观指导但难以深入,使用子分类操作性不强。鉴于此,本文提出了旨在促进IAD框架应用的建议,并展望了其在中国的应用前景。

关键词(KeyWords)： 制度分析与发展框架;社会生态系统分析框架;公共池塘资源;灌溉系统;政策分析

Abstract:

Keywords:

基金项目(Foundation): 国家社会科学基金重大项目(15ZDB164);; 国家自然科学基金项目(71573151);; 北京市宣传文化高层次人才项目(2016XCB085);; 清华大学自主科研计划(2014z04083)的支持

作者(Author): 王亚华

参考文献(References)：

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• (8)王亚华、汪训佑:《中国渠系灌溉管理绩效及其影响因素》,《公共管理评论》2014年第16期-
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• (1)Zhou Qian,"Decentralized Irrigation in China:An Institutional Analysis,"Policy and Society,2013(32),pp.77-88.
• (2)OstromE.,Gardner R.and Walker J.,Rules,Games,and Common-Pool Resources,Michigan:University of Michigan Press,1994.
• (3)这方面的总结参见Poteete A.R.,Janssen M.A.and Ostrom E.,Working Together:Collective Action,the Commons and Multiple Methods in Practice,Princeton;Princeton University Press,2010。
• (4)这方面的研究可参见William Blomquist and Peter deLeon,"The Design and Promise of the Institutional Analysis and Development Framework,"Policy Studies Journal,2011(39),pp.1-6。
• (5)例如:Ostrom E.,Crafting Institutions for Self-Goveming Irrigation Systems,Oakland,CA:Institutefor Contemporary Studies Press,1992.
• (6)Araral E.,"Bureaucratic Incentives,Path Dependence,and Foreign Aid:An Empirical Institutional Analysis of Irrigation in the Philippines,"Policy Sciences,2005(38),pp.131-157.
• (7)Lam W.F.,"Designing Institutions for Irrigation Management:Comparing Irrigation Agencies in Nepal and Taiwan,"Property Management,2006(24),pp.162-178.
• (8)Araral E.,Decentralization Puzzles:A Political Economy Analysis of Irrigation Reform in the Philippines,Dissertation,Indiana University,2006.
• (1)Agrawal A.,"Common resources and institutional sustainability,"in the Drama of the Commons,edited by Ostrom E.et al.,Washington,D.C.:National Academy Press,2002,pp.41-85.
• (2)Wang Y.H.,Chen C.L.and Araral E.,"The Effects of Migration on Collective Action in the Commons:Evidence from Rural China,"World Development,2016(88),pp.79-93.
• (3)Bravo G.and Marelli B.,"Irrigation Systems as Common-Pool Resources:Examples from Northern Italy,"Révue de Géographie Alpine/International Journal of Alpine Research,2008(96),pp.15-25.
• (4)最新的理论进展综述请参见Wang Y.H.,Chen C.L.and Araral E.,"The Effects of Migration on Collective Action in the Commons:Evidence from Rural China,"World Development,2016(88),pp.79-93.
• (1)Poteete A.R.,Janssen M.A.and Ostrom E.,Working Together:Collective Action,the Commons and Multiple Methods in Practice,Princeton:Princeton University Press,2010.
• (2)Lam W.F.,Governing Irrigation Systems in Nepal:Institutions,Infrastructure and Collective Action,Oakland,CA:Institutefor Contemporary Studies Press,1998.
• (3)Araral E.,"What Explains Collective Action in the Commons?Theory and Evidence from the Philippines,"World Development,2009(37),pp.687-697.
• (4)Araral E.,"Bureaucratic Incentives,Path Dependence,and Foreign Aid:An Empirical Institutional Analysis of Irrigation in the Philippines,"Policy Sciences,2005(38),pp.131-157.
• (1)Tang S.Y.,"Institutions and Performance in Irrigation Systems,"in Rules,Games,and Common-Pool Resources,edited by Ostrom E.,Gardner R.and Walker J.,University of Michigan Press,1994,pp.225-245.
• (2)Ostrom E.,"Developing a Method for Analyzing Institutional Change,"In Alternative Institutional Structures:Evolution and Impact,edited by Sandra Batie and Nicholas Mercuroeds,Routledge Press,2014.
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• (2)Ostrom E.,"Institutional Rational Choice;An Assessment of the Institutional Analysis and Development Framework,"in Theories of the Policy Process,2nd,edited by Paul Sabatier,Westview Press,2007,pp.21-64.
• (3)一个新近的应用请参见Sarker A.,Itoh T.,Kada R.,Abe T.,Nakashima M.&Herath G.,"User SelfGovernance in A Complex Policy Design for Managing Water Commons in Japan,"Journal of Hydrology,2014(510),pp.246-258。
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• (5)Ostrom E.,"A Diagnostic Approach for Going Beyond Panaceas,"Proceedings of the National Academy ofSciences,2007(104),pp.15181-15187.
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